Case Management for Lending & Finance Firms
Streamline case management in lending and finance.
In the dynamic and regulatory-intensive sector of lending and financing, achieving and maintaining anti- money laundering (AML) compliance is both a necessity and a challenge. The intricate nature of financial transactions, along with the changing regulatory landscape, demands a sophisticated yet straightforward case management system to help ensure compliance and efficiency.
Alessa’s AML Case Management solution is specifically designed to meet the unique requirements of the lending and finance industry. Delivering comprehensive oversight, real-time insights, Alessa helps increase operational efficiency so you can concentrate on your primary goals. By leveraging Alessa, lending and finance firms can:
- Efficiently manage alerts and cases with configurable thresholds and parameters, significantly reducing the manual workload
- Visualize compliance activity in comprehensive, intuitive dashboards
- Easily access comprehensive audit trails
Discover how Alessa can transform your AML compliance strategy. Schedule a Free Demo today and take the first step towards a more efficient, compliant, and secure operation.
Why Lending & Finance Businesses Choose Alessa for Case Management
Role-Based Team Collaboration
Effective case management in AML compliance and fraud prevention relies on getting the right information to the right people—both within your team and across the organization. Alessa is designed to streamline collaboration, enhance communication, and support seamless, team-driven workflows.
Intuitive Dashboards for Easier Investigation
Gain a clear, comprehensive view of your organization’s compliance activities, along with on-demand access to essential reports and audit-related information—whenever you need it.
Intelligent Alert and Case Management Monitoring
Enhance the accuracy of your alert management with fewer false positives through continuous refinement powered by decision learning. Easily configure alert thresholds and parameters to fit your organization’s unique needs.
Custom Workflows
Design and structure workflows that support your team’s specific needs. Streamlined for powerful efficiency, with Alessa, your workflows are automated for fast, seamless case investigation, escalation and resolution.
Granular Permission-Based Interaction
Permissions can be configured to control access, creation, and deletion of resources. You can also define user and role-based access rights to platform features and resources.
Streamline Your AML Case Management
A good case management solution helps you make the right decisions about suspicious activities. Alessa provides highly automated workflows to streamline investigations and ensure collaboration across the team and organization.
Industries We Serve
Integrated AML Compliance Software for Lending and Finance Firms
Our case management solution is just one module in the Alessa AML platform. It is powerful, but when used in collaboration with our other modules, it provides a complete end-to-end AML solution for lending and finance firms. Our solutions include:
A 360° View of Client Risk
Alessa provides a comprehensive risk profile with daily updates of any client who surpasses your organization’s risk tolerance. This is crucial for compliance professionals managing diverse customer types, activities and/or a large number of customers.
Identity Verification & KYC Compliance
Verify identities in real-time during onboarding, and conduct periodic and ongoing CDD for KYC and KYB processes. Alessa helps you to make informed decisions during and after onboarding, backed by reliable identity data and comprehensive sanctions intelligence.
Configurable Risk Scoring
Every organization has a different risk appetite. Alessa offers a fully customizable risk model to support your unique customer due diligence and KYC requirements.
Watchlist, Sanctions & PEP Screening
Implement a modern screening solution. With Alessa, pay only for the screening data you utilize, and reduce false positives with our proprietary PEP Scoring Model.
Transaction Monitoring
With the growing demand for timely transactions, banks need a powerful monitoring system that delivers prompt insights. Alessa enables real-time, periodic, and event-based transaction monitoring tailored to your organization’s needs.
Regulatory Reporting
Cut the time your compliance team spends on regulatory reporting. Alessa auto-populates, validates, and submits regulatory reports, including reports for FinCEN, FINTRAC, and numerous other regulatory environments.
Enhanced Due Diligence (EDD)
Alessa’s enhanced due diligence software allows you to order enhanced due diligence reports directly from the application and delivers them in one-third of the time for one-third of the average industry price.
AML Compliance Software for Finance & Lending in a Single Platform
A complete AML compliance solution for insurance firms on one integrated platform. Alessa provides seamless compliance functionality – from the first red flag to the final regulatory report.
Schedule a Free Demo
Latest Insights
The AML Effectiveness Playbook for Community Banks and Credit Unions
This practical playbook shows you how to strengthen AML performance without adding unnecessary complexity or enterprise-level costs for your community bank or credit union.
How to Document and Justify EDD Decisions for Regulators
Financial institutions often face scrutiny from regulators when dealing with high-risk customers or complex business relationships. A robust documentation trail is essential to show that
Sanctions and Watchlist Screening in 2026: Evolving from Controls to Intelligence
This whitepaper explores how sanctions and watchlist screening programs must evolve in 2026 to meet expectations and manage real-world risk.
Cross-Border Payments & AML: What Compliance Teams Need to Know
The rise of real-time global commerce, digital banking, and borderless fintech services has transformed how funds move internationally. Today, both consumers and businesses expect transfers
10 Best Practices for Conducting Effective Enhanced Due Diligence
Enhanced due diligence (EDD) is a critical process for financial institutions, fintechs, and other organizations that engage with high-risk customers. Criminal networks launder trillions of
Enhanced Due Diligence in High-Risk Sectors: Banks, MSBs, and Casinos Compared
Enhanced Due Diligence (EDD) is a cornerstone of effective Anti-Money Laundering (AML) compliance. It goes beyond standard Customer Due Diligence (CDD) by requiring deeper investigation
Excellent tool for fraud prevention and risk management
I have worked with Alessa for years because of how useful it is to thoroughly analyze transactions and identify suspicious operations
– Jane Doe, Company ABC
Alessa